Start-Up Compliance

Post-Incorporation Compliance

Getting the Certificate of Incorporation is only the beginning. The weeks immediately after incorporation carry the highest density of mandatory filings, approvals, and setup tasks — and missing them creates penalties, legal gaps, and investor red flags that compound over time.

Applies to: corporate_fare Newly Incorporated Private Limited Companies person One Person Companies (OPC) handshake Newly Incorporated LLPs rocket_launch Early-Stage Startups Seeking Clean Compliance
What We Do

Every Mandatory Step After Your COI — Handled

From INC-20A to statutory registers, share certificates to accounting systems — we manage the complete post-incorporation compliance lifecycle so nothing slips through the cracks.

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INC-20A

Filing of Commencement of Business (INC-20A)

Every company incorporated on or after 2 November 2018 that has a share capital must file Form INC-20A — the Declaration for Commencement of Business — within 180 days of its date of incorporation. This is not optional. Without a valid INC-20A on record, the company cannot legally commence any business activity or exercise its borrowing powers. The Registrar of Companies can strike off the company if INC-20A is not filed within the prescribed window. The form requires a declaration by a director that every subscriber to the Memorandum has paid the value of shares subscribed — backed by proof of receipt of subscription money in the company's bank account. We prepare the declaration, verify the bank credit entries, draft the board resolution, and file INC-20A on MCA within the deadline.

schedule Filing Window
  • Within 180 days of COI
  • Director's declaration required
  • Bank account proof mandatory
warning Penalty for Default
  • ₹50,000 penalty on company
  • ₹1,000/day per director
  • Risk of company strike-off
upload_file What We File
  • Board resolution drafting
  • Bank credit verification
  • MCA portal e-filing
info INC-20A is required before the company makes any transaction, borrows funds, or hires employees — file it within the first month of opening the bank account
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Directors & Equity

Appointment of Directors & Issue of Share Certificates

At incorporation, the first directors are named in the MOA and SPICe+ form. But the formal appointment under the Companies Act — with consent letters (DIR-2), disclosure of interest (MBP-1), and the required board resolution — must be completed and documented post-COI. Similarly, share certificates must be issued to every subscriber to the Memorandum within two months of incorporation. Failure to issue share certificates on time is a compliance default that shows up starkly in investor due diligence. We handle the entire post-incorporation director formalisation and share certificate issuance in a single coordinated process.

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Director Consent & Disclosure (DIR-2 / MBP-1)
Written consent to act as director (DIR-2) and disclosure of interest in other entities (MBP-1) — mandatory for every director at the first board meeting
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DIN KYC (DIR-3 KYC) — Annual
Every director holding a DIN must file DIR-3 KYC annually by 30 September — failure deactivates the DIN and blocks all company filings
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Share Certificate Issuance (SH-1)
Certificates in Form SH-1 for every founding shareholder — must be issued within 2 months of incorporation and signed by two directors and the company secretary
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Register of Members Updated (MGT-1)
Register of Members updated with each shareholder's details, folio number, number of shares, and date of allotment — a mandatory statutory record from day one
Share certificates are the equity title document — never defer their issuance beyond the statutory 2-month window arrow_forward
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First Board Meeting

First Board Meeting Documentation

The first board meeting must be held within 30 days of incorporation. It is not a formality — it is a legally required event with a mandatory agenda that sets the governance foundation for the entire life of the company. The meeting must be properly convened with written notice given at least 7 days in advance (unless all directors consent to shorter notice), conducted with a quorum, and documented with signed minutes. A failure to hold the first board meeting, or holding it without proper documentation, is a compliance default under Section 173 of the Companies Act 2013. We draft the notice, agenda, resolutions, attendance register, and minutes — and ensure every statutory requirement at the first board meeting is met.

notifications Board Notice & Agenda 7-day prior written notice with full agenda — consent to shorter notice if needed — covering all statutory first-meeting items
gavel Mandatory Resolutions First auditor appointment, registered office, bank account authorisation, share certificates, common seal, and statutory registers
checklist Attendance Register Directors' attendance register maintained in the prescribed format — forms part of the statutory records and must be produced at inspection
article Signed Board Minutes Draft minutes prepared and circulated within 15 days — signed by the chairman at the next meeting or sooner; retained for 8 years

Key Items on the First Board Meeting Agenda

check Appointment of first statutory auditor
check Confirmation of registered office address
check Bank account opening resolution
check Adoption of common seal design
check Issuance of share certificates to subscribers
check DIR-2 consent & MBP-1 disclosures received
Must be held within 30 days of COI — penalty of ₹25,000 per director for default under Section 173 arrow_forward
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Registers & Records

Maintenance of Statutory Registers & Records

Every company is required by law to maintain a set of statutory registers at its registered office — open to inspection by members, directors, and the Registrar on demand. These registers are not a one-time setup; they must be updated each time a triggering event occurs: a share transfer, a new director appointment, a loan, a charge creation, or a change in shareholding. Failure to maintain these registers is a compoundable offence under the Companies Act. We establish all mandatory registers at incorporation, enter opening entries, and maintain them on an ongoing basis — ensuring your records are always inspection-ready.

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Register of Members (MGT-1)
Name, address, folio number, shares held, date of allotment/transfer — updated on every share event; failure attracts ₹50,000–₹3L penalty
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Register of Directors & KMP (MGT-7)
Details of all directors and key managerial personnel — updated within 30 days of every appointment, resignation, or change in particulars
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Register of Charges (CHG-7)
Every charge created on company assets — bank loans, debentures, hypothecation — must be registered with ROC and recorded in the charges register within 30 days
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Register of Loans & Investments (MBP-2)
All loans given to and investments made by the company — maintained in Form MBP-2; necessary for related-party transaction monitoring and audit
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Register of Contracts & Related Party Transactions (MBP-4)
Every contract in which a director has an interest — entered in MBP-4 at each board meeting where such contracts are noted or approved; critical for Section 184 compliance
Registers must be physically available at the registered office and produced within 2 hours of a ROC inspection notice arrow_forward
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Identity & Stationery Compliance

Creation of Company Seal & Letterhead Compliance

While a common seal is now optional for companies under the Companies (Amendment) Act 2015, many banks, government authorities, and counterparties still require the seal impression on key documents — deeds, share certificates, and formal contracts. More critically, every company is legally required under Section 12 of the Companies Act to display its name, CIN, and registered office address on all business letters, letterheads, invoices, official publications, and electronic communications. Non-compliance attracts a penalty of ₹1,000 per day per document. We advise on seal adoption, help you design a compliant common seal, and audit your letterhead, email signatures, invoices, and digital templates to ensure they carry all required disclosures — from CIN and registered office address to website and GST number where applicable.

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Common Seal Design & Adoption
Board resolution for adoption of common seal design — must bear the company's name engraved in legible characters; used on deeds, share certificates, and formal instruments
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Letterhead & Stationery Audit
Review and rectification of all letterhead, invoice, and official communication templates to include CIN, registered office, phone, and website as required by Section 12
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Email & Digital Signature Compliance
Email footers and digital communications must carry the company name and registered office — we provide compliant templates for all standard business correspondence
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Invoice & GST Disclosure Requirements
Tax invoices must display GSTIN, HSN/SAC codes, CIN, and registered office — we align your invoicing with both Companies Act and GST invoicing rule requirements simultaneously
Section 12 violations attract ₹1,000 per day per document — many founders discover this only during their first investor due diligence arrow_forward
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Financial Infrastructure

Accounting System Setup & Chart of Accounts

Every company is required under Section 128 of the Companies Act to maintain proper books of account on an accrual basis — giving a true and fair view of the state of affairs of the company. Books must be kept at the registered office and made available for inspection. But beyond the legal obligation, getting your accounting system right from the first transaction saves months of painful reconstruction at year-end, prevents audit qualifications, and produces the financial statements that investors and banks actually trust. We design your chart of accounts, configure your accounting software (Tally, Zoho Books, QuickBooks, or your preferred platform), set up revenue and cost centres, establish your invoicing and payment workflows, and connect your bank feed — so your books are accurate from transaction one.

account_tree Chart of Accounts
  • Ind AS / Schedule III aligned
  • Revenue & cost centre mapping
  • GST ledger structure
devices Software Configuration
  • Tally / Zoho / QuickBooks
  • Bank feed integration
  • Opening balance entry
receipt Invoice & Payment Workflow
  • GST-compliant invoice templates
  • Purchase approval workflow
  • Expense categorisation rules
calendar_month Compliance Calendar Integration
  • TDS deposit & return reminders
  • GST return schedules
  • Advance tax due dates
info Books of account must be maintained for 8 years from the relevant financial year — and must be accessible electronically at the registered office at all times under Section 128
Critical Deadlines

Post-Incorporation Compliance Timeline

The first 180 days after your Certificate of Incorporation carry the highest concentration of mandatory filings. Miss any of these and penalties accumulate daily.

schedule Within 7 Days of COI

Bank Account Opening

Open the company's current account — subscription money must be credited to the company account before INC-20A can be filed. Choose a bank that supports startup-friendly current accounts with low minimum balance requirements.

Action Items

  • check_circle Prepare bank account opening document pack
  • check_circle Draft and sign board resolution for account opening
  • check_circle Subscribers transfer subscription money to company account

Action Items

  • check_circle Issue 7-day notice with agenda to all directors
  • check_circle Collect DIR-2 consent and MBP-1 disclosures
  • check_circle Pass all mandatory first board meeting resolutions
schedule Within 30 Days of COI

First Board Meeting

Hold the mandatory first board meeting with proper notice, quorum, and resolutions. Appoint the first auditor, confirm the registered office, pass the bank account resolution, and formally receive director consents and disclosures.

schedule Within 60 Days of COI

Share Certificates Issued

Share certificates in Form SH-1 must be issued to every subscriber to the MOA within two months of incorporation. These are the equity title documents for founders — never defer their issuance. Register of Members must be updated simultaneously.

Action Items

  • check_circle Print and sign share certificates (SH-1)
  • check_circle Update Register of Members with folio details
  • check_circle File share allotment return (PAS-3) if applicable

Action Items

  • check_circle Confirm subscription money credited to bank account
  • check_circle Draft director's declaration for INC-20A
  • check_circle File INC-20A on MCA portal — do not miss this deadline
warning Within 180 Days of COI — Critical

INC-20A — Commencement of Business

The hardest deadline — and the most consequential. INC-20A must be filed within 180 days. Without it, the company cannot legally operate. The ROC can strike off the company if this form is not filed. File it as soon as the bank account is credited, well before the 180-day outer limit.

Track Record

Zero Missed Deadlines. Zero Penalties.

Post-incorporation compliance is detail work — and the penalties for getting it wrong compound silently. We have managed the post-incorporation setup for hundreds of newly incorporated companies, ensuring every form is filed on time, every register is properly maintained, and every founding document is investor-ready from day one.

500+
INC-20A filings completed — zero penalty cases
180
Days — the maximum window; we file in under 30
100%
Of clients pass investor due diligence on statutory registers
Day 1
Accounting system live from the very first transaction
Our Advantage

Why Founders Trust Us with Post-Incorporation Setup

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Deadline-First Approach

We track every post-incorporation deadline from the moment you receive your COI — and we initiate each filing proactively, well before the outer limit. You will never receive a surprise penalty notice.

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Investor-Ready from Day One

Share certificates issued on time, registers maintained correctly, and board minutes drafted and signed — every document we produce is designed to survive the scrutiny of a professional due diligence exercise.

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Single-Window Execution

We handle legal documents, MCA filings, accounting setup, and register maintenance under one roof — so nothing falls between the gaps and you do not need to coordinate between multiple advisors.

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Ongoing Maintenance Included

Post-incorporation setup is not a one-time event. We offer ongoing register maintenance, board meeting documentation, and compliance calendar management — so your records stay current as the business grows.

Get Your Post-Incorporation Compliance Right — Before the Deadlines Pass.

Whether you need INC-20A filed, share certificates issued, statutory registers set up, your first board meeting documented, or your accounting system configured — we handle every post-incorporation requirement so your company is legally operational, investor-ready, and fully compliant from day one.

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Office Address

4th Floor, Solitaire 1, New Link Rd, Malad West, Mumbai 400064.

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Direct Line

+91-8169820387 | 022-46022657