Audit & Assurance

Compliance & Regulatory Audits

Comprehensive compliance audits covering FEMA, RBI, CSR, SEBI, FSSAI, labour laws, ESG, and other regulatory frameworks — helping businesses stay compliant and avoid penalties.

Applies to: corporate_fare Companies public Foreign Investment Entities volunteer_activism CSR-Mandated Companies store FSSAI & Regulated Businesses
What We Do

Multi-Regulatory Compliance Audit Services

From FEMA and RBI compliance to CSR audits, ESG assessments, labour law compliance, and sector-specific regulatory reviews.

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FEMA / RBI / FDI

FEMA, RBI, and FDI Compliance Audit

Companies receiving foreign investment, making overseas payments, or involved in cross-border transactions must comply with FEMA and RBI regulations. We audit FEMA compliance, review FDI and ODI structures, examine FCRA compliance for NGOs, and check adherence to all applicable RBI master circulars and directions.

  • check_circle FEMA compliance review — inbound and outbound transactions
  • check_circle FDI reporting compliance — FC-GPR, FC-TRS, and RBI filings
  • check_circle ODI and overseas investment compliance review
  • check_circle FCRA compliance for foreign-funded NGOs and trusts
Covers all FEMA regulations and RBI master directions arrow_forward
volunteer_activism
CSR

CSR Audit — Policy, Spending, and Disclosures

Companies mandated to spend on CSR under Section 135 of the Companies Act must maintain compliance with the CSR policy, spending requirements, and disclosure obligations. We audit the CSR function — from policy adequacy and project selection to actual spend verification and board and annual report disclosures.

  • check_circle CSR policy review and eligibility verification
  • check_circle Verification of prescribed spend amount and actual utilisation
  • check_circle Implementing agency due diligence and utilisation certificate review
  • check_circle CSR disclosure review in board report and annual report
Section 135 — Companies Act, 2013 arrow_forward
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Sector Regulators

Audit for SEBI, FSSAI, and Other Regulatory Bodies

Different businesses are governed by different regulators. We conduct compliance audits tailored to the specific requirements of SEBI (for listed companies and capital market intermediaries), FSSAI (for food businesses), and other sector-specific regulatory bodies — helping you identify gaps and rectify non-compliance before regulators do.

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SEBI Compliance Audit
Listed company compliance — insider trading, disclosures, corporate governance
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FSSAI Compliance Review
Food safety compliance, licensing, labelling, and hygiene standards
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Other Sector Regulators
IRDAI, PFRDA, NABARD, and other sector-specific compliance audits
Tailored to each sector's specific regulatory framework arrow_forward
eco
ESG & Labour

ESG, Sustainability & Labour Law Compliance Audits

Stakeholders increasingly demand transparency on environmental, social, and governance performance. Simultaneously, labour law compliance remains a key risk area for businesses. We conduct ESG and sustainability audits, and labour law compliance audits — helping organisations meet regulatory requirements and demonstrate responsible business practices.

eco ESG Audit

Review of ESG disclosures, BRSR reporting, environmental compliance, and sustainability practices

balance Sustainability Audit

Assessment of sustainability strategy, targets, and progress against environmental and social commitments

badge Labour Law Compliance

PF, ESI, gratuity, minimum wages, contract labour, and other statutory labour law compliance review

description Statutory Filings Review

Verification of all statutory filings, returns, and licences under applicable labour and employment laws

Our Approach

How We Conduct Compliance Audits

A structured four-step process — from regulatory mapping and gap assessment through testing, reporting, and remediation support.

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1

Regulatory Mapping

We identify all applicable regulations, laws, and guidelines for your business — building a comprehensive compliance framework specific to your industry and structure.

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2

Compliance Gap Assessment

We assess your current state of compliance against regulatory requirements — documenting gaps, non-compliance instances, and areas of exposure.

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3

Testing & Verification

We test compliance with specific regulatory requirements by reviewing filings, records, transactions, and disclosures — and verify that compliance processes are operating effectively.

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4

Reporting & Remediation

We issue a compliance audit report with findings, risk ratings, and specific remediation steps — and assist with implementing corrective actions and filing missed or deficient compliance.

Track Record

Regulatory Compliance Across Multiple Frameworks

We have helped businesses across sectors navigate complex multi-regulator compliance landscapes — from first-time FEMA filers to listed companies managing SEBI obligations.

10+
Regulatory frameworks covered
300+
Compliance audits completed
20+
Years of regulatory experience
0
Regulatory penalties for audited clients
Our Advantage

Why Clients Choose Us for Compliance Audits

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Multi-Regulator Expertise

We cover FEMA, RBI, SEBI, FSSAI, labour laws, and more — one firm for all your compliance audit needs across regulatory domains.

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Proactive Risk Identification

We identify compliance gaps before regulators do — giving management time to remediate without facing penalties or enforcement action.

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End-to-End Remediation

We do not just identify issues — we help fix them. Our team supports filing of missed compliance, compounding applications, and regulatory correspondence.

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Regulatory Update Monitoring

We track regulatory changes across all frameworks and proactively alert clients to new compliance requirements that affect their business.

Stay Ahead of Regulators.

Compliance failures are costly — in penalties, reputations, and management time. A compliance audit helps you find and fix gaps before regulators do.

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Office Address

4th Floor, Solitaire 1, New Link Rd, Malad West, Mumbai 400064.

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Direct Line

+91-8169820387 | 022-46022657