Corporate Compliance

Company Law & MCA Compliance

End-to-end Companies Act compliance — from incorporation and annual statutory filings to board governance, director KYC, structural changes, and company closure — managed with precision under the Companies Act, 2013.

Applies to: apartment Private Limited Companies domain Public Limited Companies volunteer_activism Section 8 Companies person One Person Companies (OPC)
What We Do

Complete Company Law & MCA Coverage

From incorporation and annual ROC filings to board governance, directorship changes, structural conversions, and company closure — every obligation under the Companies Act, 2013, handled end to end.

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Incorporation

Incorporation of Companies

We manage the complete incorporation process for all company types — Private Limited, Public Limited, Section 8 (Not-for-Profit), and One Person Companies — including name reservation via RUN, filing the SPICe+ form, drafting the Memorandum and Articles of Association, obtaining the Certificate of Incorporation, PAN, TAN, and GST registration in a single integrated process.

apartment Private Limited SPICe+ | MoA & AoA | CIN
domain Public Limited Prospectus | Share capital | SEBI
volunteer_activism Section 8 Sec 8 licence | 80G & 12A
person One Person Company Single member | Nominee director
Includes RUN, SPICe+, PAN, TAN & GST in one process arrow_forward
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Annual Filings

Filing of Statutory Forms & Returns

Every company registered under the Companies Act, 2013 must file a set of annual returns and financial statements with the Registrar of Companies (ROC). Delays or non-filing attract escalating penalties under the Companies (Amendment) Act and can lead to the company being struck off. We ensure timely and accurate filing of all mandatory forms, reconciling data with audited accounts and board resolutions.

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MGT-7 / MGT-7A — Annual Return
Shareholder, director & company details; due within 60 days of AGM
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AOC-4 / AOC-4 XBRL — Financial Statements
Balance sheet, P&L & notes; due within 30 days of AGM
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ADT-1, MGT-14, PAS-3 & More
Auditor appointment, resolutions, allotment returns — all covered
Zero-penalty filing track record — never miss a due date arrow_forward
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Governance Documents

Drafting of Board Resolutions, Notices & Minutes

Proper documentation of board decisions is not a formality — it is a legal requirement under the Companies Act and forms the evidentiary basis for company actions. Defective or missing minutes can invalidate transactions, attract regulatory scrutiny, and expose directors to personal liability. We draft precise Board and Committee Resolutions, Meeting Notices (with agenda and explanatory statements), and Minutes of Meetings that are compliant with Secretarial Standards SS-1 and SS-2.

edit_note Resolutions
  • Board resolutions (ordinary & special)
  • Circular resolutions by circulation
  • Shareholder / EGM resolutions
notifications Notices
  • AGM & EGM notices (21/14 days)
  • Board meeting notices (7/2 days)
  • Explanatory statement u/s 102
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  • SS-1 & SS-2 compliant drafting
  • Minutes Book maintenance
  • Signed & authenticated records
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Director Compliance

Filing of Director KYC (DIR-3 KYC)

Every individual holding a Director Identification Number (DIN) must complete Director KYC annually by filing Form DIR-3 KYC (web-based) or DIR-3 KYC (form-based for updates). Failure to file by 30th September of each year results in the DIN being marked as deactivated, which disqualifies the director from acting in any company until the KYC is completed and a late filing fee of ₹5,000 is paid. We track KYC deadlines for all directors and ensure timely submission.

DIR-3 KYC (Web)
Annual KYC for existing DIN holders with no change in details
DIR-3 KYC (Form)
Required when updating mobile, email, or personal details
Due Date
30th September each year — auto-deactivation on non-filing
Late Fee
₹5,000 penalty for reactivation after deactivation of DIN
We track & file KYC for all directors of your company — no reminders needed arrow_forward
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Statutory Records

Maintenance of Statutory Registers & Records

The Companies Act, 2013 mandates that every company maintain a set of statutory registers and records at its registered office, kept open for inspection by members and regulators. These records must be maintained in the prescribed format, updated promptly on every relevant event, and produced on demand by the ROC, NCLT, or any authorised authority. Non-maintenance or defective registers constitute a continuing offence. We maintain these records digitally and physically, updated in real time with every corporate event.

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Register of Members (MGT-1)
Shareholder details, allotments, transfers & transmission history
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Register of Directors & KMP
Director details, DIN, shareholding, appointments & resignations
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Minutes Books
Board meeting, committee & general meeting minutes — signed & bound
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Register of Contracts (MBP-4)
Related party contracts & director interest disclosures
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Register of Charges (CHG-7)
Secured borrowings, mortgages & hypothecation records
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Register of Significant Beneficial Owners
BEN-3 register — SBO disclosures under Section 90
All registers maintained in prescribed format — inspection-ready at all times arrow_forward
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Meeting Compliance

AGM & Board Meeting Compliance

Every company must hold at least four Board Meetings per year (with a gap of not more than 120 days between any two) and one Annual General Meeting within six months of the close of the financial year. Section 8 companies and small companies have relaxed requirements. We plan and manage the full meeting calendar — from issuing notices within mandatory notice periods and preparing agenda papers, to conducting the meeting, recording minutes, and filing post-meeting forms with the ROC.

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Board Meetings — Min. 4 per year
Gap ≤ 120 days; 7-day notice (2 days for urgent matters)
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AGM — Within 6 months of FY close
21-day notice; adoption of accounts; dividend declaration
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EGM — Extraordinary General Meetings
For special business between AGMs; 21/14-day notice
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Structural Changes

Changes in Directorship, Capital or Registered Office

Corporate changes — whether appointing or removing a director, issuing new shares, altering authorised capital, or shifting the registered office — each trigger specific ROC filing obligations within prescribed time limits. Non-filing or late filing results in per-day penalties and can create legal complications in future transactions. We handle all event-based corporate changes with the correct forms, board/shareholder resolutions, and timely ROC submissions.

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Director Appointment
DIR-12 within 30 days; consent & DIN verification
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Director Resignation / Removal
DIR-11 by resigning director; DIR-12 by company
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Share Allotment / Capital Change
PAS-3, SH-7 for authorised capital alteration
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Registered Office Change
INC-22; within state or outside — different requirements
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Company Closure

Striking Off / Closure of Companies (STK-2)

Dormant or inactive companies that wish to close down voluntarily can apply for strike-off under the Fast Track Exit (FTE) route by filing Form STK-2 with the ROC. This is available to companies that have no outstanding liabilities, have not commenced business within one year of incorporation, or have not been carrying on any business for two or more immediately preceding financial years. We prepare all required declarations, clearances, and complete the STK-2 filing to achieve a clean closure.

check_circle Affidavit & indemnity bond from all directors
check_circle Statement of accounts (not older than 30 days)
check_circle Copy of Board resolution approving the closure
check_circle STK-2 filing & ROC correspondence managed end to end
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Conversion

Conversion of Company Structure

As a business evolves, its legal structure may need to change — a One Person Company converting to a Private Limited upon exceeding thresholds, a Private Limited converting to a Public Limited for fundraising purposes, or a Section 8 company losing its non-profit status. Each conversion has specific eligibility conditions, board and shareholder approval requirements, and ROC filing obligations. We manage the entire conversion process, from eligibility assessment and special resolutions to form filing and updated Certificate of Incorporation.

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OPC → Private Limited
Mandatory conversion on exceeding paid-up capital or turnover threshold
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Private → Public Limited
INC-27; alteration of AoA; minimum 7 members & 3 directors
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Section 8 → Other Company Type
Central government approval required; net assets revaluation
Quick Reference

Key MCA Forms & Filing Timelines

Every corporate event has a prescribed form and due date. Missing deadlines attracts additional fees and penalty. We track every obligation so you never miss one.

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Annual & Event-Based Filings

MGT-7 / MGT-7A 60 days of AGM
AOC-4 30 days of AGM
ADT-1 (Auditor) 15 days of AGM
MGT-14 (Resolution) 30 days of passing
DIR-3 KYC 30 Sep annually
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Director & Share Capital Changes

DIR-12 (Director change) 30 days of event
DIR-11 (Resignation) 30 days of date
PAS-3 (Share allotment) 30 days of allotment
SH-7 (Capital alteration) 30 days of SR
INC-22 (Reg. office) 30 days of change
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Closure & Conversion Forms

STK-2 (Strike Off) Fast Track Exit
INC-18 (OPC → Pvt.) On exceeding limit
INC-27 (Pvt. → Public) Post special resolution
GNL-1 (Misc. applications) As applicable
INC-12 (Sec. 8 Licence) Pre-incorporation
Our Approach

How We Manage Your Company Law Compliance

A structured four-step cycle — from compliance calendar setup and event tracking to form preparation, filing, and ongoing register maintenance.

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1

Compliance Audit & Calendar Setup

We review your company's current compliance status, identify pending filings, and build a year-long compliance calendar covering all mandatory due dates and corporate events.

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2

Document Preparation & Review

We draft all governance documents — resolutions, notices, minutes, and agreements — and prepare statutory forms with data reconciled from audited accounts and corporate records.

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3

ROC Filing & Acknowledgement

All forms are filed on the MCA21 portal within the statutory time limits. Filing acknowledgements, SRNs, and ROC approvals are shared with you for your records.

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4

Register Maintenance & Monitoring

Statutory registers are updated after every corporate event. We monitor MCA notifications, NCLT orders, and regulatory circulars to keep your company continuously compliant.

Track Record

Trusted by Companies Across India for ROC & MCA Compliance

From newly incorporated startups to established private limited companies, our corporate compliance practice is built on zero-penalty filing, meticulous record-keeping, and proactive deadline management.

500+
Companies managed for annual MCA compliance
0
Penalty notices received for late ROC filings
100+
Companies incorporated across all types
15+
Years of Companies Act practice
Our Advantage

Why Companies Trust Us with Their MCA Compliance

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Proactive Deadline Management

We track every statutory due date and initiate preparation well in advance — you receive timely alerts and never face last-minute scrambles or avoidable penalties.

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Secretarial Standards Compliance

All meeting notices, minutes, and resolutions are drafted in strict adherence to Secretarial Standards SS-1 and SS-2 issued by the ICSI — the benchmark for board governance.

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Digital Record-Keeping

All statutory registers, minutes, resolutions, and filed forms are maintained digitally in a secure, organised repository — accessible and audit-ready at any time.

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Dedicated Company Secretary

Each client company is assigned a dedicated compliance manager who knows your corporate history, tracks all events, and is your single point of contact for all MCA matters.

Your Company's MCA Compliance, Managed End to End.

Whether you need annual ROC filings, board documentation, director KYC, a corporate restructuring, or a clean company closure — we are ready. Every deadline met, every record maintained, every obligation discharged.

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Office Address

4th Floor, Solitaire 1, New Link Rd, Malad West, Mumbai 400064.

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Direct Line

+91-8169820387 | 022-46022657